Chief Compliance Officer
Andrew is the Chief Compliance Officer of Aveo Capital. He is responsible for ensuring that the firm is always maintaining the the highest level of compliance standards as required by the SEC. He is also a vice president and compliance officer with Dinsmore Compliant Services. He has more than a decade of experience in compliance and risk management, focusing on regulatory issues, policies and procedures. He has been recognized for quickly reacting to changes in the regulatory industry and for identifying and minimizing risk exposures.
His experience includes managing compliance staff, reporting on compliance matters, monitoring regulatory rules and mandates and serving as the representative between firms and industry regulators. Andrew also creates and maintains compliance policies, ensures employees are given necessary training and support and prepares risk assessments.